Regulatory Compliance - Us Bank

anonymous company - Hong Kong
30+ days ago (23/04/2024)

job description

  • With minimal guidance, contributes to assessments of the effectiveness of controls that help ensure ongoing compliance with key laws, regulations and policies affecting BNY Mellon businesses.
  • Continues to gain experience preparing risk based reviews of existing and emerging regulatory requirements, concerning issues and control gaps.
  • Contributes to the preparation of time sensitive reporting and appropriately escalates issues to more experienced professionals.


  • Bachelor's degree or the equivalent combination of education and experience is required. Business or Finance degree preferred.


6-8 years of total work experience preferred. Financial Services, Audit or Compliance background and/or experience with financial services compliance and/or experience with the assigned products, services or business lines/areas and the pertaining laws, regulations and rules of relevant regulators preferred

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Regulatory Compliance - Us Bank

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