Regulatory Compliance - Us Bank
anonymous company - Hong Kong
30+ days ago
(23/04/2024)
job description
- With minimal guidance, contributes to assessments of the effectiveness of controls that help ensure ongoing compliance with key laws, regulations and policies affecting BNY Mellon businesses.
- Continues to gain experience preparing risk based reviews of existing and emerging regulatory requirements, concerning issues and control gaps.
- Contributes to the preparation of time sensitive reporting and appropriately escalates issues to more experienced professionals.
- Bachelor's degree or the equivalent combination of education and experience is required. Business or Finance degree preferred.
6-8 years of total work experience preferred. Financial Services, Audit or Compliance background and/or experience with financial services compliance and/or experience with the assigned products, services or business lines/areas and the pertaining laws, regulations and rules of relevant regulators preferred