Sow Associate - Top Us Investment/Private Bank
anonymous company - Kowloon
new offer (23/04/2024)
job description
- Responsible for Source of Wealth (SOW) write up/ review for accounts with risk ranking upgrade, account profiles analysis and review to identify gaps in SOW information and corroborations
- Perform KYC periodic review, sanity check and data collection analysis and work with Sales team for further corroborations
- Provide guidance to Sales team and perform desktop research to assist with benchmark analysis or account profiles updates
- Ensure name screening have been conducted and all adverse findings are cleared, documented and escalated properly
- Support Head of AMT with implementing audit and compliance testing team action plans
- Bachelor's Degree in Economics, Finance or business management related discipline is a must
- At least 3 years of working experience in SOW drafting, analysis and review or periodic review with private banking industry
- OR at least 3-5 years of working experience from Big 4/ consulting background with SOW experience is welcomed
- Strong knowledge/ experience in Compliance/ AML/ Client Onboarding
- Strong research capability, analytical and organizational skills.
- Highly fluent in English and Chinese